ByJob Title: Client Onboarding and Regulatory Services – Associate, Core Services
Job Number: 3249234
Posting Date: April 15, 2024
Primary Location: Karnataka-Bengaluru
Education Level: Bachelor’s Degree
Job Type: Full Time
Job Level: Associate
Description: The Client screening team within SSBO is responsible for performing screening and monitoring of clients against the sanctions list to determine if the subject of the alert is a client of Morgan Stanley.
Primary Responsibilities:
- Perform detailed Enhanced Due Diligence [EDD] screening reviews utilizing available tools, various third-party, and internal databases.
- Identify and review client accounts for potential matches to designated sanctions targets and prohibited persons lists.
- Identify, communicate, and remediate process breakdowns and best practices.
- Ensure that the alerts processed are accurate and completed within the specified time period.
- Recommend enhancements to AML policies or procedures to ensure continuous improvement to overall AML or Screening processes.
Qualifications:
Skills / Qualifications:
- Up to 5 years of Corporate Intelligence, due diligence, and/or Operations experience in the financial or professional services industries preferred.
- Bachelor’s degree from an accredited college/university.
- Strong interpersonal and verbal communication skills with the ability to apply sound reasoning when delivering services.
- Problem-solving skills.
- Ability to work as part of a team and adapt to the needs of the team as they arise.
- Good understanding of MS Office product suite [MS Word, PowerPoint, and Excel].
- AML experience, client reference data, client documentation review, or KYC coverage.
Work Schedule: Monday to Friday from 9:00 AM to 6:00 PM / 2 PM – 11 PM IST. Coverage is dependent on business needs, so flexibility on required finish time or full-day coverage may be required during some Indian holidays.
Apply Now: Morgan Stanley Career Portal
